Non-Individual RIA | SEBI Reg. No. INA000015260 | Validity: Perpetual | BASL Membership ID: BASL1114 | LLP No: AAO-1404
SEBI Registered Investment Advisors
Every individual has unique financial and personal goals.
At Phaedrus, we represent you. Our focus is to help you reach your goals.

About Us

Phaedrus Advisory LLP is one of the few firms in India that has been granted RIA (Registered Investment Advisor) License from SEBI. RIA is a completely transparent and professional way of conducting Investment Advisory business. It requires high level of ethical standard, in-depth understanding of financial markets, focus on research and above all client-centricity.

Phaedrus is headed by Govind Pathak. He has over 25 years in Investment Advisory including Equity, Foreign Exchange, and Real Estate research experience. Govind completed his professional education from IIM (Lucknow) with specialization in finance. He is also a Certified Financial Planner.

Annual Compliance Audit Status

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:

Sr. No. Financial Year Compliance Audit Status Remarks, If any
1FY 2023-24OngoingNA
1FY 2022-23ConductedNA
2FY 2021-22ConductedNA
3FY 2020-21ConductedNA

Complaint Status

NUMBER OF COMPLAINTS AS ON 30-June-2024
At the beginning
of the month
Received during
the month
Resolved during
the month
Pending at the
end of the month
Reasons for
Pendency
0000-

Our Services

We offer end-to-end solutions for you.

FINANCIAL PLANNING
RETIREMENT PLANNING
ASSET ADVISORY
ESTATE PLANNING & WILLS

Investor Awareness

SEBI Saa₹thi Mobile App
View details
SEBI Investor website
View details | View website
CKYC Awareness for Investors
View here
SEBI Investor Certification Examination
View website

Contact Us

Phaedrus Office

301 Siddhi Grandeur
Plot 84, Sector 19, Kharghar
Navi Mumbai 410210
M: +91-80972 16770
E: connect@phaedrus.co.in

Principal / Complaince / Grievance Officer

Govind Pathak
M: +91-98670 24365
E: govind@phaedrus.co.in

SEBI Office

Plot No. C 4-A, G Block
SEBI Bhavan, BKC
Bandra (East), Mumbai 400051

ODR Portal can be accessed via the following link - https://smartodr.in

Warning: Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

Disclaimer: Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.