About Us
Phaedrus Advisory LLP is one of the few firms in India that has been granted RIA (Registered Investment Advisor) License from SEBI. RIA is a completely transparent and professional way of conducting Investment Advisory business. It requires high level of ethical standard, in-depth understanding of financial markets, focus on research and above all client-centricity.
Phaedrus is headed by Govind Pathak. He has over 25 years in Investment Advisory including Equity, Foreign Exchange, and Real Estate research experience. Govind completed his professional education from IIM (Lucknow) with specialization in finance. He is also a Certified Financial Planner.
Annual Compliance Audit Status
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:
| Sr. No. |
Financial Year |
Compliance Audit Status |
Remarks, If any |
| 1 | FY 2023-24 | Conducted | NA |
| 2 | FY 2022-23 | Conducted | NA |
| 3 | FY 2021-22 | Conducted | NA |
| 4 | FY 2020-21 | Conducted | NA |
Complaint Status
| NUMBER OF COMPLAINTS AS ON 31-October-2024 |
At the beginning
of the month |
Received during
the month |
Resolved during
the month |
Pending at the
end of the month |
Reasons for
Pendency |
| 0 | 0 | 0 | 0 | - |
Our Services
We offer end-to-end solutions for you.
FINANCIAL PLANNING
RETIREMENT PLANNING
ASSET ADVISORY
ESTATE PLANNING & WILLS